Stephen John Lockley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • United Trust Bank Limited (no longer approved here)

    FRN 204463

    • Director of firm who is not a certification employee or a SMF manager (17 Feb 2023 to 31 Dec 2024)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 15 Feb 2023)
    • CF2 Non Executive Director (24 Jun 2013 to 6 Mar 2016)
  • Wyvern Partners Limited (no longer approved here)

    FRN 533401

    • CF30 Customer (12 Jan 2011 to 16 Mar 2011)
  • SECURE TRUST BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204550

    • CF1 Director (22 Sep 2005 to 1 Oct 2006)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 May 2003)
    • CF3 Chief Executive (1 Dec 2001 to 8 May 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Jul 2004)
    • CF1 Director (1 Dec 2001 to 1 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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