Stephen John Livermore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF1 Director (16 Jul 2007 to 13 Jan 2009)
    • CF10 Compliance Oversight (1 Jun 2007 to 29 May 2009)
    • CF11 Money Laundering Reporting (1 Jun 2007 to 14 Apr 2009)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF10 Compliance Oversight (1 Jun 2007 to 29 May 2009)
    • CF11 Money Laundering Reporting (1 Jun 2007 to 1 Jan 2009)
  • Barratt & Cooke Limited (no longer approved here)

    FRN 428789

    • CF10 Compliance Oversight (1 Apr 2005 to 31 May 2007)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 31 May 2007)
    • CF15 Internal Audit (1 Apr 2005 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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