Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
- [FCA CF] Material risk taker (since 1 Apr 2026)
- SMF18 Other Overall Responsibility (8 Dec 2021 to 31 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
- SMF3 Executive Director (24 Aug 2018 to 8 Dec 2021)
- Responsibility for MCD Intermediation (24 Aug 2018 to 1 Oct 2021)
- Responsible for Insurance Mediation (24 Aug 2018 to 30 Sep 2018)
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- CF29 Significant management (11 Nov 2010 to 22 Jul 2015)
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- Responsible for Insurance Mediation (26 Sep 2008 to 25 Jul 2011)
- CF29 Significant management (1 Nov 2007 to 22 Jul 2015)
- CF17 Significant Mgt (Other Business Operations) (3 Mar 2004 to 31 Oct 2007)
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- CF1 Director (17 Sep 2008 to 22 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.