Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • SMF18 Other Overall Responsibility (8 Dec 2021 to 31 Dec 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
    • SMF3 Executive Director (24 Aug 2018 to 8 Dec 2021)
    • Responsibility for MCD Intermediation (24 Aug 2018 to 1 Oct 2021)
    • Responsible for Insurance Mediation (24 Aug 2018 to 30 Sep 2018)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • CF29 Significant management (11 Nov 2010 to 22 Jul 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • Responsible for Insurance Mediation (26 Sep 2008 to 25 Jul 2011)
    • CF29 Significant management (1 Nov 2007 to 22 Jul 2015)
    • CF17 Significant Mgt (Other Business Operations) (3 Mar 2004 to 31 Oct 2007)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF1 Director (17 Sep 2008 to 22 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.