Stephen John Faulkner

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

K D H INSURANCE BROKERS LIMITED
FRN 492129
- Responsible for Insurance Distribution (since 28 Mar 2025)
- SMF3 Executive Director (since 28 Mar 2025)
JPM (INSURANCE MANAGEMENT) LIMITED
FRN 305763
- Responsible for Insurance Distribution (since 20 Feb 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (15 Mar 2021 to 25 Jan 2024)
- CF1 Director (6 Nov 2019 to 8 Dec 2019)
JULIE PRICE & CO LIMITED
FRN 305816
- Responsible for Insurance Distribution (since 20 Feb 2025)
- SMF3 Executive Director (since 6 Jun 2024)
Andrew Phillips Insurance Brokers Ltd
FRN 537412
- Responsible for Insurance Distribution (since 20 Feb 2025)
- SMF3 Executive Director (since 3 Jan 2024)
Absolute Risk Limited (no longer approved here)
FRN 944914
- Employed By (15 Mar 2021 to 25 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.