Date authorised
1 April 2013
Companies House
04150917
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 Rugby Road
    Hinckley
    Leicestershire
    LE10 0QD
    UNITED KINGDOM
    Phone
    +4401215853135
  • Complaints Contact

    48 Rugby Road
    Hinckley
    Leicestershire
    LE10 0QD
    UNITED KINGDOM
    Phone
    +4401215853135

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Parker

    IRN CXP01920

    • SMF3 Executive Director (since 28 Aug 2025)
  • David Michael Johnston

    IRN DMJ01052

    • SMF3 Executive Director (since 7 Jun 2024)
    • Responsible for Insurance Distribution (7 Jun 2024 to 20 Feb 2025)
  • Julie Elaine Price

    IRN JEP01120

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Paul Chillingsworth

    IRN PXC01827

    • CF4 Partner (AR) (15 Feb 2009 to 31 Jan 2014)
  • Sarah Joanne Cooksey

    IRN SJC01411

    • SMF3 Executive Director (since 6 Jun 2024)
  • Stephen John Faulkner

    IRN SXF21238

    • Responsible for Insurance Distribution (since 20 Feb 2025)
    • SMF3 Executive Director (since 6 Jun 2024)
  • Vernon Ward

    IRN VXW01038

    • CF1 Director (AR) (10 Oct 2005 to 17 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.