Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stephen Brennan Insurance Brokers
FRN 142495
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Apr 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.