Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    97 Lower Redland Road
    Redland
    Bristol
    Somerset
    BS6 6SW
    UNITED KINGDOM
    Phone
    +441179745198
  • Complaints Contact

    97 Lower Redland Road
    Bristol
    Somerset
    BS6 6SW
    UNITED KINGDOM
    Phone
    +441179745198

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Nelson Bolt

    IRN AJB00209

    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
  • John Patrick Gabler

    IRN JPG00030

    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
  • Philip Anthony Williams

    IRN PAW00080

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • Stephen John Brennan

    IRN SJB00167

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Apr 2005)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Apr 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.