Stephen James O'Hare

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Business Finance (UK) Ltd

    FRN 685879

    • SMF16 Compliance Oversight (since 22 Aug 2025)
  • Acuity Research Limited

    FRN 787261

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (16 Mar 2023 to 6 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2024)
    • CF11 Money Laundering Reporting (12 Jan 2018 to 8 Dec 2019)
    • CF1 Director (12 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jan 2018 to 8 Dec 2019)
  • Diagram Capital Ltd (no longer approved here)

    FRN 766786

    • [FCA CF] Client dealing (17 Apr 2024 to 31 Jul 2024)
    • [FCA CF] Significant management (17 Apr 2024 to 31 Jul 2024)
  • Logic Investments Ltd (no longer approved here)

    FRN 516459

    • CF1 Director (AR) (14 Oct 2016 to 12 Jan 2018)
    • CF30 Customer (14 Oct 2016 to 12 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.