Stephen James McCallum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Aug 2024)
    • CF1 Director (AR) (since 12 Jul 2024)
    • CF30 Customer (since 12 Jul 2024)
  • Crawford Mulholland Wealth Limited

    FRN 1015840

    • Employed By (since 12 Jul 2024)
  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • [FCA CF] Client dealing (18 Oct 2021 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 30 Apr 2024)
    • CF30 Customer (24 Jun 2015 to 18 May 2016)
  • Moore Stephens Financial Services (NI) Limited (no longer approved here)

    FRN 607947

    • Employed By (24 Jul 2015 to 18 May 2016)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (9 May 2012 to 12 Jun 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.