Stephen James MacIntyre

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heptagon Capital LLP (no longer approved here)

    FRN 403304

    • CF30 Customer (1 Nov 2007 to 7 Feb 2009)
    • CF27 Investment Management (28 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Apr 2006 to 7 Feb 2009)
    • CF11 Money Laundering Reporting (18 Apr 2006 to 7 Feb 2009)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF10 Compliance Oversight (7 Feb 2005 to 30 Sep 2005)
    • CF11 Money Laundering Reporting (7 Feb 2005 to 30 Sep 2005)
    • CF21 Investment Adviser (7 Feb 2005 to 30 Sep 2005)
    • CF4 Partner (7 Feb 2005 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.