Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (14 Mar 2012 to 6 Dec 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Jun 2008 to 16 Jun 2008)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (16 Sep 2003 to 25 Jun 2004)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 13 Aug 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.