Stephen Gary Dunn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintuity Limited

    FRN 814106

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
    • [FCA CF] Client dealing (since 21 Jan 2026)
  • JAMES & ASSOCIATES FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 408280

    • [FCA CF] Client dealing (9 Mar 2020 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 30 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (3 Nov 2015 to 21 Jan 2020)
  • Total Financial Wealth Management LLP (no longer approved here)

    FRN 487154

    • Employed By (3 Nov 2015 to 21 Jan 2020)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 29 Oct 2015)
    • CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2006 to 21 Dec 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (21 Dec 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2006 to 21 Dec 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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