Stephen Frank Foster

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • F&R Associates

    FRN 450712

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Manager of certification employee (since 31 Dec 2019)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • [FCA CF] Significant management (since 31 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 31 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 31 Dec 2019)
    • [FCA CF] CASS oversight function (since 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (AR) (since 13 Sep 2010)
    • CF1 Director (AR) (since 26 Mar 2007)
    • CF11 Money Laundering Reporting (7 Feb 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Jun 2006 to 30 Sep 2018)
    • CF4 Partner (12 Jun 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jun 2006 to 31 Mar 2009)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 27 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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