Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Specialist Broking Retail Limited
FRN 927512
- Responsible for Insurance Distribution (since 18 Dec 2020)
- SMF3 Executive Director (since 18 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
-
- CF1 Director (AR) (25 Mar 2020 to 18 Dec 2020)
-
- CF1 Director (AR) (8 Nov 2016 to 1 Apr 2020)
-
- Employed By (8 Nov 2016 to 18 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.