Specialist Broking Retail Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1st Floor Stoneham GateStoneham LaneEastleighHampshireSO50 9NWUNITED KINGDOM- Phone
- +4403447765305
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Complaints Contact
1st Floor Stoneham GateStoneham LaneEastleighHampshireSO50 9NWUNITED KINGDOM- Phone
- +4403447765305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony George Coates
IRN AXC27212
- SMF3 Executive Director (since 18 Dec 2020)
- CF1 Director (AR) (22 Mar 2021 to 1 Jul 2022)
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Darren Bird
IRN DXB00901
- [FCA CF] Significant management (27 Sep 2023 to 30 Apr 2025)
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Darren John Charles Cordery
IRN DXC00701
- [FCA CF] Significant management (1 Oct 2023 to 24 Jun 2024)
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Darren Neil Box
IRN DNB01041
- SMF3 Executive Director (18 Dec 2020 to 6 Feb 2024)
- Responsible for Insurance Distribution (18 Dec 2020 to 6 Feb 2024)
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David Robert Moore
IRN DRM01205
- SMF3 Executive Director (1 Dec 2022 to 4 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (8 Dec 2020 to 22 Aug 2023)
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David Syvret
IRN DXS00856
- [FCA CF] Significant management (since 12 Jun 2023)
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James Robert Blea
IRN JXB01786
- [FCA CF] Significant management (since 25 Sep 2023)
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Julie Comer
IRN JAP01263
- [FCA CF] Significant management (1 Feb 2021 to 13 Mar 2024)
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Kenneth Alan John Dick
IRN KXD00326
- [FCA CF] Significant management (20 May 2024 to 23 Aug 2025)
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Matthew Mervyn Pyke
IRN MXP01502
- SMF9 Chair of the Governing Body (since 18 Dec 2020)
- SMF3 Executive Director (since 18 Dec 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Corporate Risks Limited (no longer appointed)
FRN 938030 · Appointed 15 Jan 2021 · Until 1 Jul 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.