Date authorised
18 December 2020
Companies House
10301653
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor Stoneham Gate
    Stoneham Lane
    Eastleigh
    Hampshire
    SO50 9NW
    UNITED KINGDOM
    Phone
    +4403447765305
  • Complaints Contact

    1st Floor Stoneham Gate
    Stoneham Lane
    Eastleigh
    Hampshire
    SO50 9NW
    UNITED KINGDOM
    Phone
    +4403447765305

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony George Coates

    IRN AXC27212

    • SMF3 Executive Director (since 18 Dec 2020)
    • CF1 Director (AR) (22 Mar 2021 to 1 Jul 2022)
  • Darren Bird

    IRN DXB00901

    • [FCA CF] Significant management (27 Sep 2023 to 30 Apr 2025)
  • Darren John Charles Cordery

    IRN DXC00701

    • [FCA CF] Significant management (1 Oct 2023 to 24 Jun 2024)
  • Darren Neil Box

    IRN DNB01041

    • SMF3 Executive Director (18 Dec 2020 to 6 Feb 2024)
    • Responsible for Insurance Distribution (18 Dec 2020 to 6 Feb 2024)
  • David Robert Moore

    IRN DRM01205

    • SMF3 Executive Director (1 Dec 2022 to 4 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (8 Dec 2020 to 22 Aug 2023)
  • David Syvret

    IRN DXS00856

    • [FCA CF] Significant management (since 12 Jun 2023)
  • James Robert Blea

    IRN JXB01786

    • [FCA CF] Significant management (since 25 Sep 2023)
  • Julie Comer

    IRN JAP01263

    • [FCA CF] Significant management (1 Feb 2021 to 13 Mar 2024)
  • Kenneth Alan John Dick

    IRN KXD00326

    • [FCA CF] Significant management (20 May 2024 to 23 Aug 2025)
  • Matthew Mervyn Pyke

    IRN MXP01502

    • SMF9 Chair of the Governing Body (since 18 Dec 2020)
    • SMF3 Executive Director (since 18 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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