Specialist Broking Retail Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1st Floor Stoneham GateStoneham LaneEastleighHampshireSO50 9NWUNITED KINGDOM- Phone
- +4403447765305
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Complaints Contact
1st Floor Stoneham GateStoneham LaneEastleighHampshireSO50 9NWUNITED KINGDOM- Phone
- +4403447765305
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nikki Joann Amis
IRN NXA00272
- [FCA CF] Significant management (7 Jun 2023 to 1 Nov 2023)
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Paul Harrison Beck
IRN PHB01041
- CF1 Director (AR) (9 Feb 2021 to 1 Nov 2021)
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Paul Hobbs
IRN PXH00238
- [FCA CF] Significant management (26 Jan 2021 to 23 Nov 2022)
- [FCA CF] Material risk taker (9 Dec 2020 to 26 Jan 2021)
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Ryan Michael Warfield
IRN RXW00517
- [FCA CF] Significant management (since 26 Sep 2023)
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Stephen Astley
IRN SXA02416
- SMF3 Executive Director (since 18 Dec 2020)
- CF1 Director (AR) (10 Feb 2022 to 1 Jul 2022)
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Stephen Eyles
IRN SXE01533
- SMF3 Executive Director (since 18 Dec 2020)
- Responsible for Insurance Distribution (since 18 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
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Tristan Scaife
IRN TXS03546
- [FCA CF] Significant management (since 9 Dec 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Direct Corporate Risks Limited (no longer appointed)
FRN 938030 · Appointed 15 Jan 2021 · Until 1 Jul 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.