Stephen Edward Rubens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruby Capital Partners LLP

    FRN 430092

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (8 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF27 Investment Management (8 Jun 2005 to 31 Oct 2007)
    • CF3 Chief Executive (8 Jun 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Jun 2005 to 31 Oct 2007)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.