Stephen Edward Matthews

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zurich Insurance Europe AG
FRN 999465
- [FCA CF] Significant management (since 2 Jan 2024)
Zurich Insurance Company Ltd
FRN 959113
- [FCA CF] Significant management (since 1 Jan 2023)
Zurich Assurance Ltd
FRN 147672
- [FCA CF] Significant management (since 10 Dec 2018)
- [FCA CF] Material risk taker (20 May 2020 to 6 May 2022)
Sterling ISA Managers Limited (no longer approved here)
FRN 191278
- SMF18 Other Overall Responsibility (9 Dec 2019 to 1 May 2020)
- CF10a CASS Oversight function (1 Dec 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.