Stephen Edward Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tandem Bank Limited

    FRN 204479

    • SMF9 Chair of the Governing Body (since 25 Feb 2026)
  • GDFC Services Plc

    FRN 705028

    • SMF9 Chair of the Governing Body (since 25 Feb 2026)
  • GDFC Assets Limited

    FRN 705030

    • SMF9 Chair of the Governing Body (since 25 Feb 2026)
  • Panmure Liberum Limited

    FRN 403721

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 6 Jul 2022)
    • [FCA CF] Significant management (since 6 Jul 2022)
  • Landmark Mortgages Limited (no longer approved here)

    FRN 106081

    • CF2 Non Executive Director (13 Dec 2016 to 1 Jul 2017)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF1 Director (30 Aug 2013 to 30 Oct 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF1 Director (6 Mar 2012 to 30 Oct 2015)
    • CF29 Significant management (28 Sep 2011 to 30 Oct 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 2 Aug 2011)
    • CF21 Investment Adviser (22 Oct 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (20 Sep 2002 to 22 Oct 2002)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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