Stephen Edward Hudson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2026)
  • Roxborough Wealth Management Limited

    FRN 457305

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4)[FCA CF] Functions requiring qualifications (since 2 Mar 2021)
    • (3)[FCA CF] Client dealing (since 2 Mar 2021)
    • (7)CF30 Customer (17 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Roxborough Wealth Management Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Roxborough Wealth Management Limited

  3. controlled function removed: [FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Roxborough Wealth Management Limited

  5. controlled function added: (7)CF30 Customer at Roxborough Wealth Management Limited

  6. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Roxborough Wealth Management Limited

  7. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at Roxborough Wealth Management Limited

  8. controlled function added: (3)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  9. controlled function added: (4)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited