Stephen David Jackson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited (no longer approved here)

    FRN 827982

    • Appointed representative dealing with clients for which they require qualification (10 Jan 2024 to 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (10 Jan 2024 to 1 Sep 2024)
    • [FCA CF] Client dealing (10 Jan 2024 to 1 Sep 2024)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (25 Sep 2020 to 1 Jul 2024)
    • CF30 Customer (25 Sep 2020 to 1 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF30 Customer (2 Jan 2008 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (29 Mar 2005 to 27 Feb 2007)
    • CF3 Chief Executive (29 Mar 2005 to 27 Feb 2007)
    • CF10 Compliance Oversight (28 Jul 2004 to 27 Feb 2007)
    • CF11 Money Laundering Reporting (28 Jul 2004 to 31 Mar 2005)
    • CF1 Director (1 Dec 2001 to 27 Feb 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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