Stephen Christopher Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Mar 2014)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
  • Steve Thompson Financial Planning Limited

    FRN 216415

    • (3)Employed By (since 6 Oct 2005)
    • (1)Employed By (1 Dec 2001 to 25 Sep 2005)
  • Touchline Financial Consultancy Ltd (no longer approved here)

    FRN 409693

    • Employed By (31 Oct 2004 to 25 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.