Steve Thompson Financial Planning Limited

FRN: 216415
Date authorised: 1 April 2013
Companies House: 08898725
Last scraped: 13 hours ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Casa

6 Church Farm Close

Wakefield

West Yorkshire

WF3 3SA

UNITED KINGDOM

Phone

+4401924826404

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sheila Thompson
IRN SXT01794
- (1)Employed By (since 21 Mar 2014)
Stephen Christopher Thompson
IRN SXT00041
- (3)Employed By (since 6 Oct 2005)
- (1)Employed By (1 Dec 2001 to 25 Sep 2005)
Victoria Louise Thompson
IRN VLT01015
- (2)Employed By (since 16 Apr 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.