Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier Asset Management (Europe) Limited (no longer approved here)

    FRN 515393

    • CF2 Non Executive Director (29 Sep 2016 to 8 Dec 2019)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
    • CF3 Chief Executive (21 Jun 2006 to 31 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2006 to 31 Oct 2007)
    • CF1 Director (21 Jun 2006 to 31 Mar 2008)
    • CF8 Apportionment and Oversight (21 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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