Stephen Carroll

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (1 Jul 2021 to 30 Nov 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Dec 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Dec 2018)
    • CF30 Customer (7 Jul 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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