Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • [FCA CF] Client dealing (3 Jul 2023 to 30 Apr 2024)
  • FIRST FINANCIAL INTERMEDIARIES LIMITED (no longer approved here)

    FRN 301328

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 29 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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