Stephen Arthur Lake

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (1 Nov 2007 to 3 Dec 2013)
- CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
Benchmark Financial Planning Limited (no longer approved here)
FRN 227247
- Employed By (20 Apr 2007 to 3 Dec 2013)
Stiles & Company Financial Services Ltd (no longer approved here)
FRN 232169
- CF21 Investment Adviser (24 Feb 2005 to 20 Apr 2007)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Oct 2003)
Pembroke Financial Services Ltd (no longer approved here)
FRN 162474
- (1)Employed By (18 Apr 2001 to 15 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.