Stephen Anthony Allery

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Material risk taker (1 Nov 2016 to 6 Jul 2018)
- CF29 Significant management (7 Jun 2013 to 6 Mar 2016)
- CF30 Customer (20 Oct 2008 to 3 Dec 2009)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF29 Significant management (7 Jun 2013 to 6 Mar 2016)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 19 Jan 2004)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 19 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.