Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Oct 2023)
    • [FCA CF] Client dealing (since 9 Oct 2023)
    • CF30 Customer (since 11 Jul 2023)
    • CF1 Director (AR) (since 11 Jul 2023)
    • (1)Employed By (since 11 Jul 2023)
  • AgFe LLP (no longer approved here)

    FRN 563833

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (18 May 2012 to 8 Dec 2019)
    • CF4 Partner (18 May 2012 to 6 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 25 Aug 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.