Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 19 Feb 2026)
- [FCA CF] Client dealing (since 19 Feb 2026)
- CF1 Director (AR) (since 22 Jan 2026)
- CF30 Customer (since 22 Jan 2026)
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Laurel North Limited
FRN 1048592
- (1)Employed By (since 22 Jan 2026)
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- [FCA CF] Functions requiring qualifications (27 Jul 2022 to 17 Feb 2026)
- [FCA CF] Client dealing (27 Jul 2022 to 17 Feb 2026)
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- [FCA CF] Functions requiring qualifications (12 Oct 2021 to 26 Jul 2022)
- [FCA CF] Client dealing (12 Oct 2021 to 26 Jul 2022)
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- (182)[FCA CF] Client dealing (12 Dec 2019 to 3 Sep 2021)
- (183)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 3 Sep 2021)
- (181)CF30 Customer (27 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (181)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD
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controlled function added: (182)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD
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controlled function added: (183)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD