Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 13 Feb 2026)
    • [FCA CF] Client dealing (since 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
  • ARGYLE CONSULTING LIMITED (no longer approved here)

    FRN 185561

    • [FCA CF] Client dealing (17 Nov 2021 to 24 Mar 2024)
    • [FCA CF] Functions requiring qualifications (17 Nov 2021 to 24 Mar 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (17 Feb 2020 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 29 Oct 2021)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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