Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 13 Feb 2026)
- [FCA CF] Client dealing (since 25 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
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- [FCA CF] Client dealing (17 Nov 2021 to 24 Mar 2024)
- [FCA CF] Functions requiring qualifications (17 Nov 2021 to 24 Mar 2024)
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- [FCA CF] Client dealing (17 Feb 2020 to 29 Oct 2021)
- [FCA CF] Functions requiring qualifications (17 Feb 2020 to 29 Oct 2021)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.