Stephanie Dawn Dyke

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Fox Wealth Management Limited

    FRN 789201

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
  • Seabrook Clark Ltd (no longer approved here)

    FRN 593299

    • CF30 Customer (10 Mar 2016 to 29 Dec 2017)
    • CF1 Director (AR) (10 Mar 2016 to 29 Dec 2017)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (25 Nov 2014 to 25 Feb 2016)
    • CF30 Customer (25 Nov 2014 to 25 Feb 2016)
  • Blue Fox Wealth Management Ltd (no longer approved here)

    FRN 654486

    • Employed By (18 Nov 2014 to 25 Feb 2016)
  • Adanac Financial Services Ltd (no longer approved here)

    FRN 494917

    • CF30 Customer (1 Nov 2010 to 1 Sep 2011)
  • Church House Investments Limited (no longer approved here)

    FRN 190548

    • CF30 Customer (1 Nov 2007 to 5 Oct 2010)
    • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jan 2006 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.