Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 22 Sep 2022)
    • [FCA CF] Client dealing (4 Mar 2019 to 22 Sep 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (9 Oct 2018 to 22 Sep 2022)
    • [FCA CF] Client dealing (17 Jan 2018 to 22 Sep 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (4 Aug 2014 to 3 Jun 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Jan 2013 to 3 Jun 2015)
    • CF23 Corporate Finance Adviser (23 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.