Stephane Xavier Fievee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allspring Global Investments (UK) Limited
FRN 190608
- [FCA CF] Material risk taker (since 25 Jun 2024)
- [FCA CF] Manager of certification employee (since 25 Jun 2024)
- [FCA CF] Client dealing (since 4 Apr 2023)
- CF30 Customer (28 Mar 2017 to 8 Dec 2019)
Western Asset Management Company Limited (no longer approved here)
FRN 145930
- [FCA CF] Client dealing (4 Feb 2020 to 30 Dec 2022)
Pearl Diver Capital LLP (no longer approved here)
FRN 489934
- CF30 Customer (8 Jan 2009 to 7 Oct 2011)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (11 Sep 2006 to 15 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.