Pearl Diver Capital LLP

Date authorised
1 April 2013
Companies House
OC339542
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pearl Diver Capital LLP
    52-53 Conduit Street
    London
    Westminster
    W1S 2YX
    UNITED KINGDOM
    Phone
    +442039678033
    Web
    https://www.pearldivercapital.com

  • Complaints Contact

    Pearl Diver Capital LLP
    52-53 Conduit Street
    London
    Westminster
    W1S 2YX
    UNITED KINGDOM
    Phone
    +442039678033

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Nathaniel Hill

    IRN ANH01022

    • CF11 Money Laundering Reporting (14 Dec 2010 to 2 Jun 2011)
    • CF10 Compliance Oversight (14 Dec 2010 to 2 Jun 2011)
    • CF4 Partner (14 Dec 2010 to 2 Jun 2011)
    • CF30 Customer (8 Jan 2009 to 2 Jun 2011)
  • Chandrajit Chakraborty

    IRN CXC01509

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jan 2009 to 14 Dec 2010)
    • CF10 Compliance Oversight (8 Jan 2009 to 14 Dec 2010)
    • CF4 Partner (8 Jan 2009 to 8 Dec 2019)
  • Dimitris Ladopoulos

    IRN DXL01456

    • CF30 Customer (19 May 2009 to 14 Jan 2010)
  • Divisha Makkar

    IRN DXM01307

    • [FCA CF] Client dealing (since 14 Apr 2026)
  • Elzette Janse Van Rensburg

    IRN EXJ00116

    • [FCA CF] Client dealing (27 Feb 2023 to 31 Oct 2023)
  • Feilun Cao

    IRN FXC86642

    • [FCA CF] Client dealing (24 Jun 2020 to 1 Oct 2020)
  • Frank Julia-Sala

    IRN FXJ01025

    • CF30 Customer (8 Jan 2009 to 8 Jan 2009)
  • Indranil Basu

    IRN IXB01109

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jun 2021)
    • CF10 Compliance Oversight (21 Jun 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jun 2011 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2009 to 8 Dec 2019)
    • CF4 Partner (8 Jan 2009 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jan 2009 to 8 Dec 2019)
  • Ioannis Ntikas

    IRN IXN86643

    • [FCA CF] Client dealing (since 24 Jun 2020)
  • Jing Yang

    IRN JXY00081

    • [FCA CF] Client dealing (since 27 Feb 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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