Stephane Rouze

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DELFF Management Limited (no longer approved here)

    FRN 216847

    • [FCA CF] Significant management (9 Dec 2019 to 19 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2024)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
    • CF28 Systems and controls (2 Aug 2016 to 8 Dec 2019)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF30 Customer (15 Mar 2012 to 11 Jun 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Sep 2008)
    • CF26 Customer Trading (12 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 20 Sep 2008)
    • CF26 Customer Trading (12 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.