DELFF Management Limited

• Principal Place of Business

  1 Knightsbridge Green

  5th Floor, Office 5.33

  Knightsbridge

  London

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +4402070429120

  Web

  https://www.delff.co.uk

• Complaints Contact

  1 Knightsbridge Green

  ,5th Floor, Office 5.33

  Knightsbridge

  London

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +4402070429120

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anisa Alikaj

  IRN AXA01774

  • CF30 Customer (6 Dec 2013 to 11 Aug 2014)
• Anthony Orsatelli

  IRN AXO01318

  • CF30 Customer (9 Jun 2010 to 16 Mar 2012)
• Arnaud-Nicholas Marie Philipe Guyard

  IRN AXG01254

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2025)
  • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
• Bo Heide-Ottosen

  IRN BXH01359

  • CF30 Customer (20 Oct 2009 to 29 May 2012)
• Constantinos Economou

  IRN CXE01246

  • CF30 Customer (19 Sep 2011 to 4 Oct 2012)
• Corine Anne Lauer-Loubignac

  IRN CAL01063

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF10 Compliance Oversight (21 Jul 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jul 2016 to 8 Dec 2019)
  • CF1 Director (11 Dec 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (30 Jul 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
  • CF2 Non Executive Director (3 Mar 2003 to 11 Dec 2009)
• Cyril, Bernard Colmont

  IRN CBC01037

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2011 to 8 Dec 2019)
• Denis Pierre Loubignac

  IRN DXL01147

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (3 Mar 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Mar 2003 to 25 Jul 2016)
  • CF10 Compliance Oversight (3 Mar 2003 to 25 Jul 2016)
  • CF1 Director (3 Mar 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Mar 2003 to 31 Oct 2007)
  • CF3 Chief Executive (3 Mar 2003 to 8 Dec 2019)
• Frederic Olivier Robert Maire

  IRN FOM01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Sep 2009 to 8 Dec 2019)
• Michael David Levy

  IRN MDL01127

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Feb 2017 to 8 Dec 2019)

No changes recorded yet.