Stephane Fernand Dominique Diederich

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALPHA UCITS LTD.

    FRN 531136

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF2 Non Executive Director (AR) (28 Jan 2024 to 20 Aug 2024)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • CF30 Customer (20 Oct 2009 to 4 Jan 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.