Steffen Kram

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (11 Jan 2024 to 16 Dec 2025)
    • [FCA CF] Material risk taker (11 Jan 2024 to 16 Dec 2025)
    • [FCA CF] Manager of certification employee (28 Feb 2017 to 16 Dec 2025)
    • [FCA CF] Significant management (28 Feb 2017 to 27 Feb 2020)
    • [FCA CF] Client dealing (28 Feb 2017 to 16 Dec 2025)
    • CF30 Customer (4 Sep 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (28 Feb 2017 to 16 Dec 2018)
    • [FCA CF] Significant management (28 Feb 2017 to 16 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2017 to 16 Dec 2018)
    • [FCA CF] Client dealing (28 Feb 2017 to 16 Dec 2018)
    • [FCA CF] Manager of certification employee (28 Feb 2017 to 16 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (28 Feb 2017 to 16 Dec 2018)
    • [FCA CF] Manager of certification employee (28 Feb 2017 to 16 Dec 2018)
    • [FCA CF] Significant management (28 Feb 2017 to 16 Dec 2018)
    • CF30 Customer (4 Sep 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 4 Sep 2015)
    • CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.