Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (24 Apr 2012 to 30 Sep 2016)
- CF30 Customer (24 Apr 2012 to 30 Sep 2016)
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- CF4 Partner (AR) (29 Nov 2011 to 21 Dec 2011)
- CF30 Customer (29 Nov 2011 to 21 May 2012)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF29 Significant management (1 Nov 2007 to 7 Nov 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Dec 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
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- CF26 Customer Trading (8 Aug 2005 to 22 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.