Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF4 Partner (24 Apr 2012 to 30 Sep 2016)
    • CF30 Customer (24 Apr 2012 to 30 Sep 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (29 Nov 2011 to 21 Dec 2011)
    • CF30 Customer (29 Nov 2011 to 21 May 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF29 Significant management (1 Nov 2007 to 7 Nov 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Dec 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Nov 2008)
    • CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (8 Aug 2005 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.