Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (18 Nov 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.