Stefano Ruggiero

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abraxas Capital Management Limited

    FRN 219017

    • SMF3 Executive Director (since 15 May 2024)
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jan 2022)
    • CF1 Director (21 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
    • CF3 Chief Executive (9 May 2005 to 1 May 2008)
    • CF10 Compliance Oversight (9 May 2005 to 1 May 2008)
    • CF11 Money Laundering Reporting (9 May 2005 to 1 May 2008)
    • CF13 Finance (9 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (9 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (9 May 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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