Abraxas Capital Management Limited

• Principal Place of Business

  Thomas House

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +4402039481380

  Web

  https://www.abraxascm.com

• Complaints Contact

  Thomas House

  84 Eccleston Square

  London

  SW1V 1PX

  UNITED KINGDOM

  Phone

  +4402039481380

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alessio Vanini

  IRN AXV00186

  • [FCA CF] Client dealing (since 7 Jul 2023)
• Antonio Bozzo

  IRN AXB04356

  • [FCA CF] Client dealing (since 13 Jun 2024)
• Balthazar Bernard Joseph Cazac

  IRN BXC00171

  • [FCA CF] Client dealing (17 May 2021 to 31 Dec 2021)
• Barbara Shaw

  IRN BXD01574

  • SMF3 Executive Director (since 31 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2020)
  • SMF16 Compliance Oversight (since 16 Jan 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
• Carlo Zaffaroni

  IRN CXZ00005

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Caterina De Medici

  IRN CXD01690

  • CF30 Customer (10 Feb 2014 to 21 Aug 2014)
  • CF1 Director (AR) (10 Feb 2014 to 21 Aug 2014)
• Cristian Merla

  IRN CXM00916

  • [FCA CF] Client dealing (since 7 Jul 2023)
• Daniel Lloyd

  IRN DXL01155

  • [FCA CF] Client dealing (12 Feb 2020 to 31 Dec 2021)
• Daniela Oliva

  IRN DXO00050

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
• Dario Bellini

  IRN DXB01089

  • [FCA CF] Client dealing (since 20 Jan 2025)

• ETEG Capital Ltd (no longer appointed)

  FRN 776766 · Appointed 25 Feb 2022 · Until 11 Mar 2025

• Invexstar Capital Management Limited (no longer appointed)

  FRN 613658 · Appointed 27 Jan 2014 · Until 21 Aug 2014

No changes recorded yet.