Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 4 Nov 2022)
- [FCA CF] Material risk taker (4 Nov 2022 to 22 Mar 2024)
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
- CF30 Customer (8 Sep 2017 to 8 Dec 2019)
-
- CF30 Customer (26 Oct 2010 to 16 Aug 2012)
-
- CF30 Customer (20 Oct 2008 to 12 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.