Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Nov 2022)
    • [FCA CF] Material risk taker (4 Nov 2022 to 22 Mar 2024)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
    • CF30 Customer (8 Sep 2017 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (26 Oct 2010 to 16 Aug 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 12 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.