Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTG PACTUAL (UK) LIMITED
FRN 830774
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
- CF30 Customer (18 Jul 2019 to 8 Dec 2019)
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- CF4 Partner (1 Jun 2012 to 19 Jan 2014)
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- CF21 Investment Adviser (25 Jun 2002 to 30 Mar 2007)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Jun 2002)
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- CF21 Investment Adviser (25 Jun 2002 to 30 Dec 2002)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Jun 2002)
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- CF21 Investment Adviser (25 Jun 2002 to 30 Dec 2002)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.