Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (22 Feb 2024 to 30 Jun 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jan 2020 to 30 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (22 Feb 2024 to 30 Jun 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jan 2020 to 30 Jun 2025)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (14 Sep 2021 to 8 Oct 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (14 Sep 2021 to 8 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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