Spyros Nicholas Delfas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • SMF18 Other Overall Responsibility (5 Dec 2022 to 17 Apr 2024)
    • [FCA CF] Material risk taker (27 Sep 2021 to 17 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 29 Jul 2013)
    • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.