Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. Roditi and Co. Limited
FRN 938144
- [FCA CF] Client dealing (since 17 Aug 2021)
- [FCA CF] Significant management (since 17 Aug 2021)
- SMF16 Compliance Oversight (since 2 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Aug 2021)
- SMF3 Executive Director (since 2 Aug 2021)
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ROVIDA ADVISORS (UK) LIMITED
FRN 625079
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (9 Dec 2014 to 8 Dec 2019)
- CF30 Customer (9 Dec 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.