ROVIDA ADVISORS (UK) LIMITED

Date authorised
9 December 2014
Companies House
08981191
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Belvedere
    2 Back Lane
    Hampstead
    NW3 1HL
    UNITED KINGDOM
    Phone
    +442074312012

  • Complaints Contact

    The Belvedere
    2 Back Lane
    Hampstead
    NW3 1HL
    UNITED KINGDOM
    Phone
    +442074312012

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Share

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Vohryzek-Samuel

    IRN JXV01060

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (9 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Dec 2014 to 8 Dec 2019)
    • CF1 Director (9 Dec 2014 to 8 Dec 2019)
  • Ruth Halina Mowlem

    IRN RXM00452

    • [FCA CF] Significant management (since 13 May 2024)
    • SMF3 Executive Director (since 5 Apr 2023)
  • Spencer Nicholas Roditi

    IRN SNR01026

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (9 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.