Soraya Amaia Burgess-Haq

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jul 2015 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (10 Mar 2011 to 18 Aug 2014)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.